Increasingly, we are all faced with an abundance of regulatory requirements to comply with in our daily lives, whether as companies, public bodies or individuals.

As well as regulatory actions, breaches can result in both civil and criminal law sanctions.

Effective compliance

The potential damage which can be done to a brand arising from such matters and consequent media attention makes effective compliance and response a primary agenda issue. Equally, it is important that any legal advice is given in an approachable context, where analysis is tempered by an understanding of your distinct commercial requirements.

Swift, effective legal advice

Obtaining swift, effective legal advice and representation regarding potential or actual regulatory concerns is crucial in minimising problems and ensuring appropriate compliance levels. The outcome of many cases can be determined by what is said and done at an early stage. At times, it is possible to achieve early resolution where appropriate, while on other occasions we can provide ongoing assistance throughout the whole process.

A wealth of experience

SM&B's highly regarded team is headed by Makbool Javaid, Stephen Shotnes and Anthony Burton. We have a wealth of experience in meeting the needs of companies, public bodies and individuals requiring assistance with regulatory and investigative matters, whether in response to matters raised by regulatory bodies, implementing effective internal procedures, raising concerns with an appropriate regulatory body, or responding to attendant media interest.

Our expertise runs the gamut from local authority and public body internal reviews to corporate governance issues, and from international investigations on behalf of foreign governments to assisting media clients with regulatory matters.

Investigations

Where appropriate, we can undertake investigations and witness interviews directly, drawing upon the specialist investigative experience of our team. We have considerable experience of analysing evidence and preparing written submissions.

International contacts

We have a range of international contacts whose assistance can be utilised if appropriate, and our team contains practitioners with a diverse and complementary range of legal and other skills, focused on providing effective commercial advice whether the context be regulatory compliance, civil litigation or criminal law.

If you would like to discuss with us, without obligation, any potential or actual regulatory or investigative concerns, please contact us.

We also provide specialist advice and representation in the fields of Inquests and Public Inquiries and Freedom of Information.

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